Filing Details
- Accession Number:
- 0001181431-11-051951
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-05 17:51:54
- Reporting Period:
- 2011-10-03
- Filing Date:
- 2011-10-05
- Accepted Time:
- 2011-10-05 17:51:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162194 | Fluidigm Corp | FLDM | Laboratory Analytical Instruments (3826) | 770513190 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435768 | Vincent Gajus Worthington | Fluidigm Corporation 7000 Shoreline Court, Suite 100 South San Francisco CA 94080 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-10-03 | 1,533 | $14.00 | 363,626 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-04 | 8,467 | $14.00 | 355,159 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on August 29, 2011 by the Worthington Family Trust dated March 6, 2007, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
- On September 15, 2011, the reporting person filed a Form 4 reporting that the amount of securities beneficially owned following the reported transaction was 375,149. However, such Form 4 should have reported that the amount of securities beneficially owned following the reported transaction was 365,159.
- Shares held directly by the Worthingon Family Trust dated March 6, 2007.