Filing Details
- Accession Number:
- 0000072333-11-000132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-05 17:33:53
- Reporting Period:
- 2011-10-04
- Filing Date:
- 2011-10-05
- Accepted Time:
- 2011-10-05 17:33:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183469 | B Erik Nordstrom | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-04 | 15,615 | $12.68 | 1,913,124 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-10-04 | 31,148 | $8.85 | 1,944,272 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-04 | 7,106 | $47.95 | 1,937,166 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-04 | 300 | $47.96 | 1,936,866 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-04 | 9,173 | $48.00 | 1,927,693 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-04 | 2,477 | $48.01 | 1,925,216 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-04 | 17,386 | $48.02 | 1,907,830 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-04 | 2,500 | $48.03 | 1,905,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-04 | 4,921 | $48.05 | 1,900,409 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-04 | 2,600 | $48.06 | 1,897,809 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-04 | 200 | $48.07 | 1,897,609 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-04 | 100 | $48.08 | 1,897,509 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-04 | 15,615 | $0.00 | 15,615 | $12.68 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-04 | 31,148 | $0.00 | 31,148 | $8.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-25 | No | 4 | M | Direct | |
| 62,296 | 2013-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,457 | Indirect | By 401(k) Plan, per Plan statement dated 9/30/11 |
| Common Stock | 40,486 | Indirect | By wife |
| Common Stock | 30,634 | Indirect | By self as trustee for benefit of child |
| Common Stock | 26,442 | Indirect | By self as trustee for benefit of child |
| Common Stock | 22,370 | Indirect | By self as trustee for benefit of child |
Footnotes
- The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 2/25/11.
- The option vested and became exercisable in four equal annual installments commencing 2/25/2003
- The option vested and became exercisable in four equal annual installments commencing 2/18/2004.
Billionaire Hedge Funds
