Filing Details
- Accession Number:
- 0000100493-11-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-05 17:17:19
- Reporting Period:
- 2011-10-03
- Filing Date:
- 2011-10-05
- Accepted Time:
- 2011-10-05 17:17:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100493 | Tyson Foods Inc | TSN | Poultry Slaughtering And Processing (2015) | 710225165 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1050561 | L David Bebber Van | 2200 Don Tyson Parkway Springdale AR 72762 | Executive Vp & Gen Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-07-01 | 1,055 | $0.00 | 4,282 | No | 5 | J | Indirect | Employee Stock Purchase Plan |
Class A Common Stock | Disposition | 2011-07-01 | 3,971 | $0.00 | 311 | No | 5 | J | Indirect | Employee Stock Purchase Plan |
Class A Common Stock | Acquisiton | 2011-09-29 | 859 | $0.00 | 1,170 | No | 5 | J | Indirect | Employee Stock Purchase Plan |
Class A Common Stock | Acquisiton | 2011-07-01 | 3,971 | $0.00 | 115,389 | No | 5 | J | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 1,000 | $0.00 | 114,389 | No | 4 | G | Direct | |
Class A Common Stock | Acquisiton | 2011-09-15 | 236 | $0.00 | 114,625 | No | 5 | J | Direct | |
Class A Common Stock | Acquisiton | 2011-10-04 | 17,730 | $0.00 | 132,355 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-10-04 | 5,931 | $17.10 | 126,424 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | Employee Stock Purchase Plan |
No | 5 | J | Indirect | Employee Stock Purchase Plan |
No | 5 | J | Indirect | Employee Stock Purchase Plan |
No | 5 | J | Direct | |
No | 4 | G | Direct | |
No | 5 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Performance Shares | Acquisiton | 2011-10-03 | 12,961 | $0.00 | 12,961 | $0.00 |
Class A Common Stock | Performance Shares | Disposition | 2008-09-28 | 17,730 | $0.00 | 17,730 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,961 | No | 4 | A | Direct | ||
0 | 2011-10-14 | No | 4 | M | Direct |
Footnotes
- Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
- The Reporting Person transferred shares from the Employee Stock Purchase Plan account into the Reporting Person's personal stock account thereby changing the ownership of the stock from Indirect to Direct.
- Shares given as a Charitable Donation.
- Represents shares of the Issuer's Class A Common Stock received by the Reporting Person on March 15, 2011, June 15, 2011, September 15, 2011 pursuant to a dividend reinvestment feature under Issuer's stock plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
- The award will vest on or expire two business days following the Issuers 2014 fiscal year based upon a comparison of the market price of the Issuers Class A Common Stock to a peer group of publicly traded companies. The number of performance shares that can vest under the awards range from 50% to 150% of target level, and the number of derivative securities reported herein is at the maximum vesting level of 150%.
- On September 29, 2008, the Reporting Person received a grant of performance shares which vested on or expired on October 4, 2011. The performance shares were previously reported as derivative securities at the 150% level. On October 4, 2011, 17,730 share vested (150% level) and are reported herein as acquired non-derivative securities.
- On October 4, 2011, 17,730 shares of performance Class A Common Stock vested. The award of those performance shares to the Reporting Person has previously been reported (see Footnote #6). Pursuant to an election made by the Reporting Person, 5,931 shares were sold by the Reporting Person to the Issuer on October 4, 2011, to satisfy tax withholding obligations related to the vesting.