Filing Details

Accession Number:
0001179110-11-014075
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-05 16:44:59
Reporting Period:
2011-10-03
Filing Date:
2011-10-05
Accepted Time:
2011-10-05 16:44:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6955 Actuant Corp ATU Misc Industrial & Commercial Machinery & Equipment (3590) 390168610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181855 K William Hall N86 W12500 Westbrook Crossing
Menomonee Falls WI 53051
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-10-03 12,000 $7.78 74,524 No 4 M Direct
Class A Common Stock Acquisiton 2011-10-03 12,000 $11.97 86,524 No 4 M Direct
Class A Common Stock Acquisiton 2011-10-03 12,000 $18.71 98,524 No 4 M Direct
Class A Common Stock Disposition 2011-10-03 10,000 $19.50 88,524 No 4 S Direct
Class A Common Stock Disposition 2011-10-04 1,600 $18.71 86,924 No 4 S Direct
Class A Common Stock Disposition 2011-10-04 12,400 $19.47 74,524 No 4 S Direct
Class A Common Stock Disposition 2011-10-05 8,000 $20.24 66,524 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2011-10-03 12,000 $0.00 12,000 $7.78
Class A Common Stock Employee Stock Option (right to buy) Disposition 2011-10-03 12,000 $0.00 12,000 $11.97
Class A Common Stock Employee Stock Option (right to buy) Disposition 2011-10-03 12,000 $0.00 12,000 $18.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-12-07 2012-01-07 No 4 M Direct
0 2003-12-13 2013-01-13 No 4 M Direct
0 2004-12-12 2014-01-12 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted average price. The 10,000 shares sold on October 3, 2011 were sold in multiple transactions at prices ranging from $19.50 to $19.52, inclusive. 1,600 of the shares sold on October 4, 2011 were sold in multiple transactions at prices ranging from $18.49 to $18.97, inclusive. The remaining 12,400 shares sold on October 4, 2011 were sold in multiple transactions at prices ranging from $19.30 to $19.53, inclusive. The 8,000 shares sold on October 5, 2011 were sold in multiple transactions at prices ranging from $19.90 to $20.58, inclusive. The reporting person undertakes to provide to Actuant Corporation, any security holder of Actuant Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Options granted under the Actuant Corporation Amended and Restated 2001 Outside Director's Stock Plan.