Filing Details
- Accession Number:
- 0001179110-11-014075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-05 16:44:59
- Reporting Period:
- 2011-10-03
- Filing Date:
- 2011-10-05
- Accepted Time:
- 2011-10-05 16:44:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6955 | Actuant Corp | ATU | Misc Industrial & Commercial Machinery & Equipment (3590) | 390168610 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181855 | K William Hall | N86 W12500 Westbrook Crossing Menomonee Falls WI 53051 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-10-03 | 12,000 | $7.78 | 74,524 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2011-10-03 | 12,000 | $11.97 | 86,524 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2011-10-03 | 12,000 | $18.71 | 98,524 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-10-03 | 10,000 | $19.50 | 88,524 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-10-04 | 1,600 | $18.71 | 86,924 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-10-04 | 12,400 | $19.47 | 74,524 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-10-05 | 8,000 | $20.24 | 66,524 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-03 | 12,000 | $0.00 | 12,000 | $7.78 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-03 | 12,000 | $0.00 | 12,000 | $11.97 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-03 | 12,000 | $0.00 | 12,000 | $18.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-12-07 | 2012-01-07 | No | 4 | M | Direct |
0 | 2003-12-13 | 2013-01-13 | No | 4 | M | Direct |
0 | 2004-12-12 | 2014-01-12 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. The 10,000 shares sold on October 3, 2011 were sold in multiple transactions at prices ranging from $19.50 to $19.52, inclusive. 1,600 of the shares sold on October 4, 2011 were sold in multiple transactions at prices ranging from $18.49 to $18.97, inclusive. The remaining 12,400 shares sold on October 4, 2011 were sold in multiple transactions at prices ranging from $19.30 to $19.53, inclusive. The 8,000 shares sold on October 5, 2011 were sold in multiple transactions at prices ranging from $19.90 to $20.58, inclusive. The reporting person undertakes to provide to Actuant Corporation, any security holder of Actuant Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Options granted under the Actuant Corporation Amended and Restated 2001 Outside Director's Stock Plan.