Filing Details
- Accession Number:
- 0001179110-11-014049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-05 14:53:05
- Reporting Period:
- 2011-10-03
- Filing Date:
- 2011-10-05
- Accepted Time:
- 2011-10-05 14:53:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232019 | Penny Herscher | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Rmbs Common Stock | Acquisiton | 2011-10-03 | 11,612 | $0.00 | 11,612 | No | 4 | P | Direct | |
Rmbs | Acquisiton | 2011-10-04 | 3,836 | $14.44 | 14,187 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Rmbs Common Stock | 18,023 | Indirect | See Footnote |
Footnotes
- Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
- All of the restricted stock units will vest on October 3, 2012.
- Includes 7,672 shares represented by restricted stock units previously held directly by Reporting Person. Following vesting and issuance, shares are held by the 2001 Herscher Family Trust.
- Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2011.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.47 to $14.95. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.