Filing Details
- Accession Number:
- 0001209191-11-050444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-04 19:02:28
- Reporting Period:
- 2011-10-03
- Filing Date:
- 2011-10-04
- Accepted Time:
- 2011-10-04 19:02:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311173 | Michael Johnson | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-03 | 197,062 | $8.80 | 964,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-03 | 50,300 | $51.38 | 913,700 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-03 | 91,599 | $52.61 | 822,101 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-03 | 33,306 | $53.16 | 788,795 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Disposition | 2011-10-03 | 197,062 | $0.00 | 197,062 | $8.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
591,184 | 2013-04-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 110,000 | Indirect | Beneficially owned through Spouse's GRAT |
Common Stock | 110,000 | Indirect | Beneficially owned through GRAT |
Common Stock | 113,042 | Indirect | Beneficially owned through Michael O. Johnson IRA |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2010.
- This transaction was executed in multiple trades at prices ranging from $50.87 to $51.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $51.90 to $52.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $52.91 to $53.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These options were fully vested as of June 30, 2008.