Filing Details

Accession Number:
0001209191-11-049823
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-03 19:20:49
Reporting Period:
2011-06-14
Filing Date:
2011-10-03
Accepted Time:
2011-10-03 19:20:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
935226 Benihana Inc BNHN/BNHNA Retail-Eating Places (5812) 650538630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454123 Adam Gray 767 Third Avenue
35Th Floor
New York NY 10017
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-06-14 27,000 $9.24 1,490,883 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-06-14 33,000 $9.23 265,483 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-06-15 75,000 $9.43 1,565,883 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-06-15 62,000 $9.44 327,483 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-06-16 153,000 $9.60 1,718,883 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-06-16 226,560 $9.60 554,043 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-06-24 125,000 $9.50 1,843,883 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-08-30 2,000 $7.51 1,845,883 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-08-30 519 $7.60 554,562 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-09-01 26,942 $8.26 1,872,825 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-09-01 11,658 $8.23 566,220 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-09-02 9,000 $8.13 1,881,825 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-09-06 17,137 $8.25 1,898,962 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-09-07 803 $8.25 1,899,765 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-09-08 22,060 $8.14 1,921,825 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-09-08 20,300 $8.23 586,520 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-09-09 24,700 $8.30 1,946,525 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-09-09 3,300 $8.24 589,820 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-09-20 12,369 $8.28 1,958,894 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-09-20 11,911 $8.24 601,731 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-09-21 4,947 $8.26 1,963,841 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-09-21 2,500 $8.30 604,231 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2011-09-22 10,197 $8.28 1,974,038 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-09-22 411 $8.28 604,642 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. These securities are held directly by (a) Coliseum Capital Partners, L.P., an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, and (b) Blackwell Partners, LLC ("Blackwell"), a separate account investment advisory client of CCM. Christopher Shackelton and Adam Gray manage CCM and CC. Each of Christopher Shackelton, Adam Gray, Blackwell, CCP, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
  2. This transaction was executed in multiple trades at prices ranging from $9.00 to $9.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  3. This transaction was executed in multiple trades at prices ranging from $9.03 to $9.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  4. This transaction was executed in multiple trades at prices ranging from $9.40 to $9.45. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  5. This transaction was executed in multiple trades at prices ranging from $9.28 to $9.45. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  6. This transaction was executed in multiple trades at prices ranging from $9.53 to $9.60. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  7. This transaction was executed in multiple trades at prices ranging from $9.47 to $9.50. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  8. This transaction was executed in multiple trades at prices ranging from $7.51 to $7.52. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  9. This transaction was executed in multiple trades at prices ranging from $7.49 to $7.68. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  10. This transaction was executed in multiple trades at prices ranging from $8.16 to $8.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  11. This transaction was executed in multiple trades at prices ranging from $8.20 to $8.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  12. This transaction was executed in multiple trades at prices ranging from $8.11 to $8.15. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  13. This transaction was executed in multiple trades at prices ranging from $8.01 to $8.25. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  14. This transaction was executed in multiple trades at prices ranging from $8.13 to $8.25. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  15. This transaction was executed in multiple trades at prices ranging from $8.01 to $8.50. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  16. This transaction was executed in multiple trades at prices ranging from $8.20 to $8.45. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  17. This transaction was executed in multiple trades at prices ranging from $8.19 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  18. This transaction was executed in multiple trades at prices ranging from $8.19 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  19. This transaction was executed in multiple trades at prices ranging from $8.21 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  20. This transaction was executed in multiple trades at prices ranging from $8.15 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
  21. This transaction was executed in multiple trades at prices ranging from $7.99 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.