Filing Details
- Accession Number:
- 0001209191-11-049823
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-03 19:20:49
- Reporting Period:
- 2011-06-14
- Filing Date:
- 2011-10-03
- Accepted Time:
- 2011-10-03 19:20:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
935226 | Benihana Inc | BNHN/BNHNA | Retail-Eating Places (5812) | 650538630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454123 | Adam Gray | 767 Third Avenue 35Th Floor New York NY 10017 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-06-14 | 27,000 | $9.24 | 1,490,883 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-06-14 | 33,000 | $9.23 | 265,483 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-06-15 | 75,000 | $9.43 | 1,565,883 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-06-15 | 62,000 | $9.44 | 327,483 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-06-16 | 153,000 | $9.60 | 1,718,883 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-06-16 | 226,560 | $9.60 | 554,043 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-06-24 | 125,000 | $9.50 | 1,843,883 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-08-30 | 2,000 | $7.51 | 1,845,883 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-08-30 | 519 | $7.60 | 554,562 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-09-01 | 26,942 | $8.26 | 1,872,825 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-09-01 | 11,658 | $8.23 | 566,220 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-09-02 | 9,000 | $8.13 | 1,881,825 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-09-06 | 17,137 | $8.25 | 1,898,962 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-09-07 | 803 | $8.25 | 1,899,765 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-09-08 | 22,060 | $8.14 | 1,921,825 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-09-08 | 20,300 | $8.23 | 586,520 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-09-09 | 24,700 | $8.30 | 1,946,525 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-09-09 | 3,300 | $8.24 | 589,820 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-09-20 | 12,369 | $8.28 | 1,958,894 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-09-20 | 11,911 | $8.24 | 601,731 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-09-21 | 4,947 | $8.26 | 1,963,841 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-09-21 | 2,500 | $8.30 | 604,231 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2011-09-22 | 10,197 | $8.28 | 1,974,038 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-09-22 | 411 | $8.28 | 604,642 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- These securities are held directly by (a) Coliseum Capital Partners, L.P., an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, and (b) Blackwell Partners, LLC ("Blackwell"), a separate account investment advisory client of CCM. Christopher Shackelton and Adam Gray manage CCM and CC. Each of Christopher Shackelton, Adam Gray, Blackwell, CCP, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
- This transaction was executed in multiple trades at prices ranging from $9.00 to $9.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $9.03 to $9.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $9.40 to $9.45. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $9.28 to $9.45. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $9.53 to $9.60. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $9.47 to $9.50. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $7.51 to $7.52. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $7.49 to $7.68. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $8.16 to $8.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $8.20 to $8.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $8.11 to $8.15. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $8.01 to $8.25. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $8.13 to $8.25. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $8.01 to $8.50. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $8.20 to $8.45. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $8.19 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $8.19 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $8.21 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $8.15 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $7.99 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.