Filing Details
- Accession Number:
- 0001225208-11-022531
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-03 18:13:50
- Reporting Period:
- 2011-09-29
- Filing Date:
- 2011-10-03
- Accepted Time:
- 2011-10-03 18:13:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1003201 | Municipal Mortgage & Equity Llc | MMAB | Real Estate (6500) | 521449733 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201775 | A Douglas Mcgregor | 621 E Pratt Street Suite 600 Baltimore MD 21202 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2011-09-29 | 2,850 | $0.16 | 651,861 | No | 4 | P | Direct | |
| Common | Acquisiton | 2011-09-30 | 40,219 | $0.16 | 692,080 | No | 4 | A | Direct | |
| Common | Acquisiton | 2011-09-30 | 22,150 | $0.17 | 714,230 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Options to purchase common shares | $19.75 | 2001-05-04 | 2010-05-04 | 5,000 | 5,000 | Direct |
| Common | Options to purchase common shares | $19.38 | 2000-05-05 | 2009-05-05 | 2,500 | 2,500 | Direct |
| Common | Options to purchase common shares | $24.07 | 2004-05-08 | 2013-05-08 | 5,000 | 5,000 | Direct |
| Common | Options to purchase common shares | $24.74 | 2003-05-09 | 2012-05-09 | 5,000 | 5,000 | Direct |
| Common | Options to purchase common shares | $23.51 | 2002-07-19 | 2011-07-19 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2010-05-04 | 5,000 | 5,000 | Direct |
| 2009-05-05 | 2,500 | 2,500 | Direct |
| 2013-05-08 | 5,000 | 5,000 | Direct |
| 2012-05-09 | 5,000 | 5,000 | Direct |
| 2011-07-19 | 5,000 | 5,000 | Direct |
Footnotes
- Represents a grant of restricted shares in lieu of fees pursuant to the company's Non-Employee Directors' Share Plan.
- The number of shares is based on quarterly compensation divided by the weighted average per common share price for the preceeding thirty trading days.
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