Filing Details
- Accession Number:
- 0001250988-11-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-03 17:28:30
- Reporting Period:
- 2011-09-30
- Filing Date:
- 2011-10-03
- Accepted Time:
- 2011-10-03 17:28:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1224608 | Cno Financial Group Inc. | CNO | Accident & Health Insurance (6321) | 753108137 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244204 | James C Prieur | 11825 N. Pennsylvania Street Carmel IN 46032 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-30 | 62,500 | $1.13 | 1,080,187 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-09-30 | 170,000 | $3.05 | 1,250,187 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-30 | 34,854 | $5.47 | 1,215,333 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-30 | 130,966 | $5.47 | 1,084,367 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-30 | 30,868 | $5.41 | 1,053,499 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2011-09-30 | 62,500 | $0.00 | 62,500 | $1.13 |
| Common Stock | Stock Options | Disposition | 2011-09-30 | 170,000 | $0.00 | 170,000 | $3.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 62,500 | 2011-12-29 | No | 4 | M | Direct | |
| 170,000 | 2011-12-29 | No | 4 | M | Direct |
Footnotes
- Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock.
- One-half of these options vested on April 2, 2011 and the other one-half vested on September 30, 2011.
- One-half of these options vested on May 12, 2011 and the other one-half vested on September 30, 2011.
Billionaire Hedge Funds
