Filing Details
- Accession Number:
- 0001144204-11-056069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-03 16:48:49
- Reporting Period:
- 2011-09-29
- Filing Date:
- 2011-10-03
- Accepted Time:
- 2011-10-03 16:48:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1324948 | Rbc Bearings Inc | ROLL | Ball & Roller Bearings (3562) | 954372080 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256523 | R Richard Crowell | 102 Willenbrock Road One Tribology Center Oxford CT US 06478 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-29 | 2,500 | $15.33 | 46,260 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-09-29 | 2,500 | $21.03 | 48,760 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-09-29 | 1,667 | $20.37 | 50,427 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-29 | 6,667 | $33.61 | 43,760 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2011-09-29 | 2,500 | $15.33 | 2,500 | $15.33 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2011-09-29 | 2,500 | $21.03 | 2,500 | $21.03 |
| Common Stock | Option to purchase Common Stock | Disposition | 2011-09-29 | 1,667 | $20.37 | 2,500 | $20.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-11-08 | 2015-11-08 | No | 4 | M | Direct |
| 0 | 2007-07-13 | 2013-07-13 | No | 4 | M | Direct |
| 833 | 2009-11-11 | 2015-11-11 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | $31.91 | 2009-02-12 | 2015-02-12 | 2,500 | 2,500 | Direct |
| Common Stock | Option to Purchase Common Stock | $22.73 | 2010-11-16 | 2016-11-16 | 2,500 | 2,500 | Direct |
| Common Stock | Option to purchase common stock | $39.16 | 2012-07-07 | 2018-07-07 | 2,500 | 2,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-02-12 | 2,500 | 2,500 | Direct |
| 2016-11-16 | 2,500 | 2,500 | Direct |
| 2018-07-07 | 2,500 | 2,500 | Direct |
Footnotes
- Options to purchase shares of common stock are subject to the following vesting schedule: 1/5 vest on 2/12/09, 1/5 vest on 2/12/10, 1/5 vest on 2/12/11, 1/5 vest on 2/12/12 and 1/5 vest on 2/12/13.
- 667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 lapse on 2/12/12 and 1/2 lapse on 2/12/13. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
- Options to purchase shares of common stock are subject to the following vesting schedule: 1/3 vested on 11/11/09, 1/3 vest on 11/11/10 and 1/3 vest on 11/11/11.
- 333 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 11/11/11. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
- Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/3 vest on 11/16/2010, 1/3 vest on 11/16/2011 and 1/3/ vest on 11/16/2012
- 667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 lapse on 11/16/2011 and 1/2 lapse on 11/16/2012. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
- 1,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/3 lapse on 7/7/2012, 1/3 lapse on 7/7/2013 and 1/3 lapse on 7/7/2014. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
- Options to purchase shares of common stock are subject to the following vesting schedule: 1/3 vested on 7/7/2012, 1/3 vest on 7/7/2013 and 1/3 vest on 7/7/2014.
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