Home > Insider Trading > Filing (0001396677-11-000036)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1050007	Nutraceutical International Corp	NUTR	Medicinal Chemicals & Botanical Products (2833)	870515089

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1079725	Ii W Frank Gay	Nutracetical International Corp 1400 Kearns Blvd 2Nd Fl. Park City UT 84060	Chairman & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-09-28	1,300	$3.50	729,199	No	4	M	Direct
Common Stock	Disposition	2011-09-28	1,300	$13.12	727,899	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-09-28	1,300	$0.00	1,300	$3.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
55,800		2011-12-13	No	4	M	Direct

Footnotes

Exercise of options expiring on December 13, 2011.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2011.
The price shown in Column 4 is a weighted average. The price range for the sales is $13.00 to $13.17. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The option vested in six equal installments beginning on June 13, 2002.