Filing Details

Accession Number:
0001181431-11-050851
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-30 16:15:40
Reporting Period:
2011-09-28
Filing Date:
2011-09-30
Accepted Time:
2011-09-30 16:15:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222574 H Richard Jones C/O Pegasystems Inc.
101 Main Street
Cambridge MA 02142
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-09-28 300 $35.24 399,758 No 4 S Direct
Common Stock Disposition 2011-09-29 100 $34.11 399,658 No 4 S Direct
Common Stock Acquisiton 2011-09-29 50,000 $4.01 449,658 No 4 M Direct
Common Stock Disposition 2011-09-29 6,149 $32.61 443,509 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options - Right to Aquire Disposition 2011-09-29 50,000 $4.01 50,000 $4.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-01-05 2011-10-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 54,577 Indirect Grantor Retained Annuity Trust
Footnotes
  1. Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Represents the weighted average of sale prices on 9/28/2011, ranging from $35.13 to $35.30.
  3. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
  4. Options vest over a 4-year period in equal quarterly installments beginning on 1/5/2002.