Filing Details
- Accession Number:
- 0001181431-11-050851
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-30 16:15:40
- Reporting Period:
- 2011-09-28
- Filing Date:
- 2011-09-30
- Accepted Time:
- 2011-09-30 16:15:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222574 | H Richard Jones | C/O Pegasystems Inc. 101 Main Street Cambridge MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-09-28 | 300 | $35.24 | 399,758 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-29 | 100 | $34.11 | 399,658 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-29 | 50,000 | $4.01 | 449,658 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-29 | 6,149 | $32.61 | 443,509 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options - Right to Aquire | Disposition | 2011-09-29 | 50,000 | $4.01 | 50,000 | $4.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-01-05 | 2011-10-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 54,577 | Indirect | Grantor Retained Annuity Trust |
Footnotes
- Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Represents the weighted average of sale prices on 9/28/2011, ranging from $35.13 to $35.30.
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Options vest over a 4-year period in equal quarterly installments beginning on 1/5/2002.