Filing Details
- Accession Number:
- 0001437749-11-007221
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-30 13:59:28
- Reporting Period:
- 2011-09-29
- Filing Date:
- 2011-09-30
- Accepted Time:
- 2011-09-30 13:59:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1377053 | Atheronova Inc. | AHRO.OB | Pharmaceutical Preparations (2834) | 201915083 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1491518 | W Thomas Gardner | C/O Atheronova Inc. 2301 Dupont Drive, Suite 525 Irvine CA 92612 | Ceo & President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-29 | 77,725 | $0.00 | 3,315,269 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2011-09-29 | 23,318 | $0.00 | 23,318 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,318 | 2011-09-29 | 2014-09-29 | No | 4 | P | Direct |
Footnotes
- The Reporting Person purchased units consisting of 1 share of Common Stock and 0.3 Warrants to purchase Common Stock for $0.55 per unit.
Billionaire Hedge Funds
