Filing Details

Accession Number:
0001437749-11-007221
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-30 13:59:28
Reporting Period:
2011-09-29
Filing Date:
2011-09-30
Accepted Time:
2011-09-30 13:59:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1377053 Atheronova Inc. AHRO.OB Pharmaceutical Preparations (2834) 201915083
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1491518 W Thomas Gardner C/O Atheronova Inc.
2301 Dupont Drive, Suite 525
Irvine CA 92612
Ceo & President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-29 77,725 $0.00 3,315,269 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (right to buy) Acquisiton 2011-09-29 23,318 $0.00 23,318 $0.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,318 2011-09-29 2014-09-29 No 4 P Direct
Footnotes
  1. The Reporting Person purchased units consisting of 1 share of Common Stock and 0.3 Warrants to purchase Common Stock for $0.55 per unit.