Filing Details

Accession Number:
0001136261-11-000508
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-30 12:09:31
Reporting Period:
2011-09-29
Filing Date:
2011-09-30
Accepted Time:
2011-09-30 12:09:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138951 Leapfrog Enterprises Inc LF Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 954700094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901999 Joseph Lawrence Ellison C/O Delphi Asset Mgmt Corporation
6005 Plumas Street, Suite 100
Reno NV 89519
No No Yes No
1263306 Lawrence Investments Llc 101 Ygnacio Valley Road
Suite 310
Walnut Creek CA 94596
No No Yes No
1263307 Cephalopod Corp 101 Ygnacio Valley Road
Suite 310
Walnut Creek CA 94596
No No Yes No
1263308 Mollusk Holdings Llc 101 Ygnacio Valley Road
Suite 310
Walnut Creek CA 94596
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2011-09-29 12,810 $3.50 1,756,450 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted March 2, 2011.
  2. The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from a low of $3.50 to a high of $3.52. The reporting person undertakes to provide to the named Issuer, any security holder of the named Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing range.
  3. The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.