Filing Details
- Accession Number:
- 0001251492-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-29 16:04:03
- Reporting Period:
- 2011-09-29
- Filing Date:
- 2011-09-29
- Accepted Time:
- 2011-09-29 16:04:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251492 | B James Roszak | 39 East Union Street Pasadena CA 91103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-29 | 1,000 | $2.95 | 43,750 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2008-09-18 | 9,000 | $6.50 | 9,000 | $6.50 |
Common Stock | Warrants | Acquisiton | 2010-06-25 | 14,250 | $4.00 | 7,125 | $4.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,000 | 2009-09-18 | 2018-09-18 | No | 4 | A | Direct |
16,125 | 2010-06-25 | 2013-06-25 | No | 4 | A | Direct |
Footnotes
- Stock option vests in three equal installments beginning September 18, 2009.
- These warrants were issued as a component of Units that were issued as of June 25, 2010 pursuant to the rights offering of General Finance Corporation.