Filing Details

Accession Number:
0001104659-11-053854
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-28 21:44:28
Reporting Period:
2011-09-27
Filing Date:
2011-09-28
Accepted Time:
2011-09-28 21:44:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1465128 Starwood Property Trust Inc. STWD Real Estate Investment Trusts (6798) 270247747
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373646 Jay Andrew Sossen C/O Starwood Property Trust, Inc.
591 West Putnam Avenue
Greenwich CT 06830
Coo And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-27 2,500 $0.00 28,608 No 4 C Direct
Common Stock Disposition 2011-09-28 825 $17.46 27,783 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2011-09-27 2,500 $0.00 2,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,500 No 4 C Indirect
Footnotes
  1. Mr. Sossen acquired 2,500 shares of the issuer's common stock (the "Stock") in connection with the vesting of 2,500 out of 30,000 restricted stock units ("RSUs") in which Mr. Sossen was originally granted an interest on January 14, 2010.
  2. Each RSU represents a contingent right to receive one share of Stock.
  3. SPT Management, LLC ("Manager"), of which Starwood Capital Group Global, L.P. ("SCGG") is the sole member, currently holds RSUs (the "Manager RSUs"), which vest ratably in quarterly installments over a three-year period beginning on October 1, 2009, subject to the Manager's continued service as the manager of the issuer. SCGG has granted Mr. Sossen an interest in 30,000 of the Manager RSUs (the "Sossen RSUs"), consisting of the right to receive from the Manager (i) the dividend equivalents paid by the issuer with respect to RSUs, and (ii) the Stock underlying the Sossen RSUs, in each case when the Sossen RSUs vest as to Mr. Sossen, which vesting is subject to (1) the prior or concurrent vesting of the related Manager RSUs to the Manager (and the corresponding issuance and delivery by the issuer to the Manager of the underlying Stock), and (2) Mr. Sossen's employment with SCGG as of the applicable vesting date.