Filing Details

Accession Number:
0001179110-11-013679
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-28 20:38:27
Reporting Period:
2011-09-27
Filing Date:
2011-09-28
Accepted Time:
2011-09-28 20:38:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1196501 Hms Holdings Corp HMSY Services-Business Services, Nec (7389) 113656261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209904 C William Lucia 401 Park Avenue South
New York NY 10016
Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-27 6,000 $2.32 261,120 No 4 M Direct
Common Stock Disposition 2011-09-27 6,000 $25.41 255,120 No 4 S Direct
Common Stock Acquisiton 2011-09-27 9,000 $3.15 264,120 No 4 M Direct
Common Stock Disposition 2011-09-27 9,000 $25.41 255,120 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2011-09-27 6,000 $0.00 6,000 $2.32
Common Stock Non Qualified Stock Option (Right to Buy) Disposition 2011-09-27 9,000 $0.00 9,000 $3.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-04-14 2015-04-14 No 4 M Direct
143,658 2006-05-04 2016-05-04 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2011.
  2. Of which 31,980 are restricted stock awards granted on February 19, 2009 pursuant to the Third 2006 Amended and Restated Stock Plan (the "2006 Stock Plan") and 18,262 are restricted stock units granted on February 17, 2011 pursuant to the 2006 Stock Plan.
  3. The Company declared a three-for-one stock split of the Company's common shares, to be effected in the form of a common stock dividend. As a result, on August 16, 2011, the reporting person received two additional shares of common stock for each share of common stock held on July 22, 2011.
  4. Date shown is grant date. Options vested in one third increments with one third having vested on the grant date and one third having vested on each of the following two anniversary dates.
  5. Date shown is the date of grant. Options vested in one quarter increments annually beginning on the first anniversary date of grant.
  6. Only represents the derivitive securities in this class.