Filing Details
- Accession Number:
- 0001179110-11-013679
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-28 20:38:27
- Reporting Period:
- 2011-09-27
- Filing Date:
- 2011-09-28
- Accepted Time:
- 2011-09-28 20:38:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209904 | C William Lucia | 401 Park Avenue South New York NY 10016 | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-27 | 6,000 | $2.32 | 261,120 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-27 | 6,000 | $25.41 | 255,120 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-27 | 9,000 | $3.15 | 264,120 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-27 | 9,000 | $25.41 | 255,120 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2011-09-27 | 6,000 | $0.00 | 6,000 | $2.32 |
Common Stock | Non Qualified Stock Option (Right to Buy) | Disposition | 2011-09-27 | 9,000 | $0.00 | 9,000 | $3.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-04-14 | 2015-04-14 | No | 4 | M | Direct |
143,658 | 2006-05-04 | 2016-05-04 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2011.
- Of which 31,980 are restricted stock awards granted on February 19, 2009 pursuant to the Third 2006 Amended and Restated Stock Plan (the "2006 Stock Plan") and 18,262 are restricted stock units granted on February 17, 2011 pursuant to the 2006 Stock Plan.
- The Company declared a three-for-one stock split of the Company's common shares, to be effected in the form of a common stock dividend. As a result, on August 16, 2011, the reporting person received two additional shares of common stock for each share of common stock held on July 22, 2011.
- Date shown is grant date. Options vested in one third increments with one third having vested on the grant date and one third having vested on each of the following two anniversary dates.
- Date shown is the date of grant. Options vested in one quarter increments annually beginning on the first anniversary date of grant.
- Only represents the derivitive securities in this class.