Filing Details
- Accession Number:
- 0000919574-11-005461
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-28 18:05:04
- Reporting Period:
- 2011-09-15
- Filing Date:
- 2011-09-28
- Accepted Time:
- 2011-09-28 18:05:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1018164 | Willis Lease Finance Corp | WLFC | Wholesale-Machinery, Equipment & Supplies (5080) | 680070656 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1166408 | Sy Jacobs | 11 East 26Th Street Suite 1900 New York NY 10010 | No | No | Yes | No | |
1351063 | Jacobs Asset Management, Llc | 11 East 26Th Street Suite 1900 New York NY 10010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2011-09-15 | 18,500 | $11.79 | 890,137 | No | 4 | P | Indirect | See Footnote |
Ordinary Shares | Acquisiton | 2011-09-16 | 14,152 | $11.99 | 904,289 | No | 4 | P | Indirect | See Footnote |
Ordinary Shares | Acquisiton | 2011-09-19 | 3,000 | $11.90 | 907,289 | No | 4 | P | Indirect | See Footnote |
Ordinary Shares | Acquisiton | 2011-09-20 | 470 | $11.86 | 907,759 | No | 4 | P | Indirect | See Footnote |
Ordinary Shares | Acquisiton | 2011-09-23 | 1,402 | $11.77 | 909,161 | No | 4 | P | Indirect | See Footnote |
Ordinary Shares | Acquisiton | 2011-09-26 | 3,000 | $11.62 | 912,161 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 35,100 | Direct | |
Ordinary Shares | 35,100 | Direct | |
Ordinary Shares | 35,100 | Direct | |
Ordinary Shares | 35,100 | Direct | |
Ordinary Shares | 35,100 | Direct | |
Ordinary Shares | 35,100 | Direct |
Footnotes
- These securities are held in the accounts of several investment partnerships ("Investment Vehicles") for which Jacobs Asset Management, LLC serves as investment manager (the "Manager"). Sy Jacobs is the managing member of the Manager. The Manager and Mr. Jacobs may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of the Manager's position as investment manager of the Investment Vehicles and Mr. Jacobs's status as the managing member of the Manager.
- The Form 4 filed by the Reporting Persons on March 18, 2011 erroneously indicated that the Reporting Persons were no longer subject to Section 16. The Reporting Persons were 10% Owners of the Issuer prior to, and immediately following, the transactions reported on March 18, 2011. The Reporting Persons did not participate in any transactions with the Issuer between March 18, 2011 and the date of the earliest transaction reported on this Form 4.