Filing Details
- Accession Number:
- 0001209191-11-049277
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-28 16:17:13
- Reporting Period:
- 2010-01-15
- Filing Date:
- 2011-09-28
- Accepted Time:
- 2011-09-28 16:17:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1169561 | Commvault Systems Inc | CVLT | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1375241 | Steven Rose | 2 Crescent Place Oceanport NJ 07757 | Vice President, Emea | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-09-26 | 751 | $38.50 | 14,618 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-26 | 1,875 | $23.54 | 16,493 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-09-26 | 9,205 | $11.12 | 25,698 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-26 | 1,875 | $38.50 | 23,823 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-26 | 9,205 | $38.50 | 14,618 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Acquisiton | 2010-01-15 | 5,000 | $0.00 | 5,000 | $23.54 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2011-09-26 | 1,875 | $23.54 | 1,875 | $23.54 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2011-09-26 | 9,205 | $11.12 | 9,205 | $11.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2020-01-15 | No | 4 | A | Direct | |
| 3,125 | 2020-01-15 | No | 4 | M | Direct | |
| 21,477 | 2018-12-12 | No | 4 | M | Direct |
Footnotes
- This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.
- The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.
- Not applicable.
Billionaire Hedge Funds
