Filing Details
- Accession Number:
- 0001209191-11-049252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-28 13:58:33
- Reporting Period:
- 2011-09-26
- Filing Date:
- 2011-09-28
- Accepted Time:
- 2011-09-28 13:58:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1135906 | Zalicus Inc. | ZLCS | Pharmaceutical Preparations (2834) | 043514457 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134655 | Ansbert Gadicke | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1134657 | Luke Evnin | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1166285 | Michael Steinmetz | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1221595 | Iii J Nicholas Simon | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1249153 | Dennis Henner | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1252522 | Nicholas Galakatos | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1252525 | Kurt Wheeler | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-09-26 | 210,000 | $1.11 | 14,423,961 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-09-27 | 200,000 | $1.09 | 14,223,961 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- The shares were sold as follows: 174,808 by MPM BioVentures III-QP, L.P. ("BV III QP"), 11,754 by MPM BioVentures III, L.P. ("BV III"), 3,385 by MPM Asset Management Investors 2003 BVIII LLC ("AM 2003"), 5,279 by MPM BioVentures III Parallel Fund, L.P. ("BV Parallel") and 14,774 by MPM BioVentures III GmbH & Co. Beteiligungs KG ("BV KG").
- Represents weighted average sales price. The shares were sold at prices ranging from $1.07 to $1.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares are held as follows: 11,946,398 by BV III QP, 802,078 by BV III, 230,999 by AM 2003, 359,799 by BV Parallel, 1,008,372 by BV KG and 76,315 by MPM Asset Management LLC ("MPM AM"). MPM BioVentures III GP, L.P. ("MPM III GP") and MPM BioVentures III LLC ("MPM III LLC") are the direct and indirect general partners of BV III QP, BV III and BV Parallel and BV KG. Luke Evnin, Ansbert Gadicke, Nicholas Galakatos, Dennis Henner, Nicholas Simon III, Michael Steinmetz and Kurt Wheeler are the members of MPM III LLC and AM 2003. Luke Evnin and Ansbert Gadicke are members of MPM AM. Each reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein.
- The shares were sold as follows: 166,485 by BV III QP, 11,194 by BV III, 3,223 by AM 2003, 5,028 by BV Parallel and 14,070 by BV KG.
- Represents weighted average sales price. The shares were sold at prices ranging from $1.01 to $1.13. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares are held as follows: 11,779,913 by BV III QP, 790,884 by BV III, 227,776 by AM 2003, 354,771 by BV Parallel, 994,302 by BV KG and 76,315 by MPM AM. Each reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein.