Filing Details
- Accession Number:
- 0001140361-11-047104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-28 09:50:25
- Reporting Period:
- 2011-09-08
- Filing Date:
- 2011-09-28
- Accepted Time:
- 2011-09-28 09:50:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 314489 | First Busey Corp | BUSE | State Commercial Banks (6022) | 371078406 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231391 | J David Downey | 100 West University Champaign IL 61820 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-08 | 11,500 | $4.51 | 111,500 | No | 4 | P | Indirect | Roth IRA/Park Randolph & Co. |
| Common Stock | Acquisiton | 2011-09-09 | 38,500 | $4.31 | 150,000 | No | 4 | P | Indirect | Roth IRA/Park Randolph & Co. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Roth IRA/Park Randolph & Co. |
| No | 4 | P | Indirect | Roth IRA/Park Randolph & Co. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 561,028 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Stock Option | Common Stock | $12.00 | 2007-08-01 | 2012-03-19 | 7,750 | 7,750 | Direct |
| Stock Option | Common Stock | $16.00 | 2007-08-01 | 2013-03-18 | 7,750 | 7,750 | Direct |
| Stock Option | Common Stock | $19.74 | 2007-08-01 | 2014-02-17 | 7,750 | 7,750 | Direct |
| Stock Option | Common Stock | $19.09 | 2007-08-01 | 2015-02-15 | 7,750 | 7,750 | Direct |
| Stock Option | Common Stock | $19.41 | 2007-08-01 | 2016-02-21 | 7,750 | 7,750 | Direct |
| Stock Option | Common Stock | $19.35 | 2007-08-01 | 2017-07-17 | 4,650 | 4,650 | Direct |
| Stock Option | Common Stock | $17.12 | 2009-05-01 | 2015-12-15 | 7,500 | 7,500 | Direct |
| Stock Option | Common Stock | $7.53 | 2010-06-01 | 2019-06-30 | 7,500 | 7,500 | Direct |
| Stock Option | Common Stock | $4.49 | 2011-06-01 | 2020-06-01 | 7,500 | 7,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-03-19 | 7,750 | 7,750 | Direct |
| 2013-03-18 | 7,750 | 7,750 | Direct |
| 2014-02-17 | 7,750 | 7,750 | Direct |
| 2015-02-15 | 7,750 | 7,750 | Direct |
| 2016-02-21 | 7,750 | 7,750 | Direct |
| 2017-07-17 | 4,650 | 4,650 | Direct |
| 2015-12-15 | 7,500 | 7,500 | Direct |
| 2019-06-30 | 7,500 | 7,500 | Direct |
| 2020-06-01 | 7,500 | 7,500 | Direct |
Footnotes
- 100,000 shares were previously held in the David J. Downey Life Insurance P/S Plan.
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