Filing Details
- Accession Number:
- 0001397187-11-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-27 21:40:30
- Reporting Period:
- 2011-09-23
- Filing Date:
- 2011-09-27
- Accepted Time:
- 2011-09-27 21:40:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397187 | Lululemon Athletica Inc. | LULU | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 203842867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308836 | Mccormick Christine Day | C/O Lululemon Athletica Inc. 400 - 1818 Cornwall Avenue Vancouver A1 V6J 1C7 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-23 | 10,000 | $4.14 | 45,232 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-23 | 10,000 | $55.34 | 35,232 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-26 | 30,000 | $4.14 | 65,232 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-26 | 20,000 | $54.99 | 45,232 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-26 | 10,000 | $54.75 | 35,232 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-27 | 30,000 | $4.14 | 65,232 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-27 | 25,000 | $57.09 | 40,232 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-27 | 5,000 | $56.48 | 35,232 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-09-23 | 10,000 | $0.00 | 10,000 | $4.14 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-09-26 | 30,000 | $0.00 | 30,000 | $4.14 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-09-27 | 30,000 | $0.00 | 30,000 | $4.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 310,000 | 2016-03-30 | No | 4 | M | Direct | |
| 280,000 | 2016-03-30 | No | 4 | M | Direct | |
| 250,000 | 2016-03-30 | No | 4 | M | Direct |
Footnotes
- Number reflects a 2-for-1 forward stock split conducted by the issuer that was legally effective on July 1, 2011.
- Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $55.34 to $55.35, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $56.48 to $56.63, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- These options vested as to 25% on each of March 30, 2010 and March 30, 2011 and shall vest as to 25% on each of March 30, 2012 and March 30, 2013.
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