Filing Details
- Accession Number:
- 0000093451-11-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-27 12:48:46
- Reporting Period:
- 2011-09-21
- Filing Date:
- 2011-09-27
- Accepted Time:
- 2011-09-27 12:48:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 93451 | Sterling Bancorp | STL | National Commercial Banks (6021) | 132565216 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237429 | Fernando Ferrer | 650 Fifth Avenue New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-21 | 4,000 | $7.25 | 14,657 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Includes 5,000 shares of restricted common stock issued on March 25, 2010 and 2,500 shares of restricted common stock issued on March 24, 2011, pursuant to the Sterling Bancorp Stock Incentive Plan. These shares will vest 25%, 25%, 25% and 25% on the first, second, third and fourth anniversaries of the respective grant dates, subject to accelerated vesting upon death, disability or change in control. The restricted shares are not transferable until vested.
Billionaire Hedge Funds
