Filing Details
- Accession Number:
- 0001104659-11-053348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-26 21:30:53
- Reporting Period:
- 2011-09-22
- Filing Date:
- 2011-09-26
- Accepted Time:
- 2011-09-26 21:30:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
813781 | Exide Technologies | XIDE | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 230552730 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
948904 | Al Et L Jeffrey Gendell | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1268959 | Tontine Management Llc | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1268961 | Tontine Overseas Associates Llc | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1272374 | Tontine Capital Management Llc | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1482608 | Tontine Capital Overseas Master Fund Ii, L.p. | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1482609 | Tontine Asset Associates, L.l.c. | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1491514 | Tontine Associates, Llc | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Disposition | 2011-09-22 | 368,255 | $3.93 | 8,246,221 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.01 Par Value Per Share | Disposition | 2011-09-23 | 386,133 | $3.96 | 7,860,088 | No | 4 | S | Indirect | See Footnotes |
Common Stock, $0.01 Par Value Per Share | Disposition | 2011-09-26 | 60,612 | $4.01 | 7,799,476 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- This report is filed jointly by Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Overseas Associates, L.L.C., a Delaware limited liability company ("TOA"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA") and Jeffrey L. Gendell ("Mr. Gendell").
- Mr. Gendell is the managing member of: (a) TCM; (b) TM; (c) TOA; (d) TAA, the general partner of TCP 2; and (e) TA.
- On September 22, 2011, TCP 2 sold 368,255 shares of Common Stock at price of $3.9320 per share. On September 23, 2011, TCP 2 sold 386,133 shares of Common Stock at a weighted average price of $3.9610 per share, at prices ranging from $3.9500 to $3.9626 per share. On September 26, 2011, TCP 2 sold 60,612 shares of Common Stock at a weighted average price of $4.0101 per share, at prices ranging from $4.0021 to $4.0336 per share. The filing parties undertake to provide to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price within the ranges described in this footnote.
- Mr. Gendell and TAA directly own 0 shares of Common Stock, TCM directly owns 206,187 shares of Common Stock, TM directly owns 352,351 shares of Common Stock, TOA directly owns 641,413 shares of Common Stock, TCP 2 directly owns 6,323,939 shares of Common Stock and TA directly owns 161,487 shares of Common Stock.
- All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
- Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TM, TOA, TCP 2, TAA and TA. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM.
- TOA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TOA. TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2.