Filing Details
- Accession Number:
- 0001209191-11-049090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-26 20:02:50
- Reporting Period:
- 2011-09-22
- Filing Date:
- 2011-09-26
- Accepted Time:
- 2011-09-26 20:02:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175483 | Newcastle Investment Corp | NCT | Real Estate Investment Trusts (6798) | 810559116 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124465 | A Randal Nardone | C/O Fortress Investment Group Llc 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-09-22 | 219,780 | $4.55 | 633,980 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 2,380 | Indirect | By Self as Custodian for Daughter |
Common Stock, Par Value $0.01 Per Share | 5,000 | Indirect | The Flying O Foundation |
Common Stock, Par Value $0.01 Per Share | 1,025,729 | Indirect | Fortress Operating Entity I LP |
Common Stock, Par Value $0.01 Per Share | 134,800 | Indirect | Fortress Partners Securities LLC |
Common Stock, Par Value $0.01 Per Share | 56,800 | Indirect | Fortress Partners Offshore Securities LLC |
Footnotes
- Mr. Nardone may be deemed a beneficial owner of the shares held directly by Fortress Operating Entity I L.P. ("FOE I") only to the extent of his pecuniary interest in FOE I, which arises from his ownership interest in Fortress Investment Group LLC ("Fortress") and FOE I. Mr. Nardone otherwise disclaims beneficial ownership in these shares.
- Mr. Nardone may be deemed a beneficial owner of the shares held directly by Fortress Partners Securities LLC ("FPS") only to the extent of his pecuniary interest in FPS, which arises from his ownership interest in Fortress and FOE I. Mr. Nardone otherwise disclaims beneficial ownership in these shares.
- Mr. Nardone may be deemed a beneficial owner of the shares held directly by Fortress Partners Offshore Securities LLC ("FPOS") only to the extent of his pecuniary interest in FPOS, which arises from his ownership interest in Fortress and FOE I. Mr. Nardone otherwise disclaims beneficial ownership in these shares.