Filing Details

Accession Number:
0001181431-11-050461
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-26 18:10:50
Reporting Period:
2011-09-23
Filing Date:
2011-09-26
Accepted Time:
2011-09-26 18:10:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371217 Enteromedics Inc ETRM Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1288452 Bay City Capital Llc 750 Battery Street
Suite 400
San Francisco CA 94111
No No Yes No
1333817 Bay City Capital Fund Iv Co Invesment Fund Lp 750 Battery Street
Suite 400
San Francisco CA 94111
No No Yes No
1359070 Bay City Capital Management Iv Llc 750 Battery Street
Suite 400
San Francisco CA 94111
No No Yes No
1360243 Bay City Capital Fund Iv, L.p. C/O Bay City Capital Llc
750 Battery Street, Suite 400
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-23 822,276 $1.65 4,800,964 No 4 P Direct
Common Stock Acquisiton 2011-09-23 17,724 $1.65 103,484 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant Acquisiton 2011-09-23 164,455 $0.00 164,455 $1.90
Common Stock Common Stock Warant Acquisiton 2011-09-23 3,545 $0.00 3,545 $1.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,563,814 2011-09-23 2016-09-28 No 4 P Direct
76,817 2011-09-23 2016-09-28 No 4 P Direct
Footnotes
  1. Bay City Capital Fund IV, L.P. ("Fund IV"), Bay City Capital Fund IV Co-Investment Fund, L.P. ("Co-Investment IV"), Bay City Capital Management IV LLC ("Management IV") and Bay City Capital LLC ("BCC") are deemed to be a "group" for the purpose of Section 13(d) under the Securities Exchange Act of 1934.
  2. Represent shares held by Fund IV; and indirect interests of BCC, the manager of Management IV, and Management IV, the general partner of Fund IV. BCC and Management IV each disclaims beneficial ownership is such shares, except to the extent of their pecuniary interest therein.
  3. Represent shares held by Co-Investment IV; and indirect interests of BCC, the manager of Management IV, and Management IV, the general partner of Co-Investment IV. BCC and Management IV each disclaims beneficial ownership in such shares, except to the extent of their pecuniary interest therein.