Filing Details
- Accession Number:
- 0001209191-11-048989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-26 13:45:44
- Reporting Period:
- 2011-09-24
- Filing Date:
- 2011-09-26
- Accepted Time:
- 2011-09-26 13:45:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Technology Growth Capital Inc | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1329390 | A Manuel Henriquez | C/O Hercules Technology Growth Capital 400 Hamilton Ave, Suite 310 Palo Alto CA 94301 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.001 | Disposition | 2011-09-24 | 2,189 | $8.65 | 1,194,923 | No | 4 | F | Direct | |
| Common Stock $0.001 | Acquisiton | 2011-09-26 | 5,000 | $8.75 | 1,199,923 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Footnotes
- Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 24, 2011.
Billionaire Hedge Funds
