Filing Details
- Accession Number:
- 0001209191-11-048925
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-23 18:15:50
- Reporting Period:
- 2011-09-21
- Filing Date:
- 2011-09-23
- Accepted Time:
- 2011-09-23 18:15:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230355 | Trans1 Inc | TSON | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1138942 | Advanced Technology Ventures Vii Lp | 1000 Winter Street Suite 3700 Waltham MA 02451 | No | No | Yes | No | |
1294513 | Atv Entrepreneurs Vii, L.p. | 1000 Winter Street Suite 3700 Waltham MA 02451 | No | No | Yes | No | |
1294525 | Advanced Technology Ventures Vii(B), L.p. | 1000 Winter Street Suite 3700 Waltham MA 02451 | No | No | Yes | No | |
1294527 | Advanced Technology Ventures Vii(C), L.p. | 1000 Winter Street Suite 3700 Waltham MA 02451 | No | No | Yes | No | |
1317307 | Atv Alliance Associates, L.l.c. | 1000 Winter Street Suite 3700 Waltham MA 02451 | No | No | Yes | No | |
1317308 | Atv Associates Vii, L.l.c. | 1000 Winter Street Suite 3700 Waltham MA 02451 | No | No | Yes | No | |
1321046 | Atv Alliance 2002, L.p. | 1000 Winter Street Suite 3700 Waltham MA 02451 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-21 | 938,634 | $3.25 | 2,894,702 | No | 4 | P | Indirect | By Advanced Technology Ventures VII, L.P. |
Common Stock | Acquisiton | 2011-09-21 | 37,667 | $3.25 | 116,163 | No | 4 | P | Indirect | By Advanced Technology Ventures VII (B), L.P. |
Common Stock | Acquisiton | 2011-09-21 | 18,105 | $3.25 | 55,836 | No | 4 | P | Indirect | By Advanced Technology Ventures VII (C), L.P. |
Common Stock | Acquisiton | 2011-09-21 | 5,594 | $3.25 | 17,249 | No | 4 | P | Indirect | By ATV Entrepreneurs VII, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Advanced Technology Ventures VII, L.P. |
No | 4 | P | Indirect | By Advanced Technology Ventures VII (B), L.P. |
No | 4 | P | Indirect | By Advanced Technology Ventures VII (C), L.P. |
No | 4 | P | Indirect | By ATV Entrepreneurs VII, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,956 | Indirect | By ATV Alliance 2002, L.P. |
Footnotes
- The reported securities are owned directly by Advanced Technology Ventures VII, L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII, L.P. ATV Associates VII, L.L.C. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
- The reported securities are owned directly by Advanced Technology Ventures VII (B), L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII (B), L.P. ATV Associates VII, L.L.C. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
- The reported securities are owned directly by Advanced Technology Ventures VII (C), L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII (C), L.P. ATV Associates VII, L.L.C. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
- The reported securities are owned directly by ATV Entrepreneurs VII, L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of ATV Entrepreneurs VII, L.P. ATV Associates VII, L.L.C. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
- The reported securities are owned directly by ATV Alliance 2002, L.P. and indirectly by ATV Alliance Associates, L.L.C., as general partner of ATV Alliance 2002, L.P. ATV Alliance Associates, L.L.C. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.