Filing Details

Accession Number:
0001209191-11-048925
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-23 18:15:50
Reporting Period:
2011-09-21
Filing Date:
2011-09-23
Accepted Time:
2011-09-23 18:15:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230355 Trans1 Inc TSON Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1138942 Advanced Technology Ventures Vii Lp 1000 Winter Street
Suite 3700
Waltham MA 02451
No No Yes No
1294513 Atv Entrepreneurs Vii, L.p. 1000 Winter Street
Suite 3700
Waltham MA 02451
No No Yes No
1294525 Advanced Technology Ventures Vii(B), L.p. 1000 Winter Street
Suite 3700
Waltham MA 02451
No No Yes No
1294527 Advanced Technology Ventures Vii(C), L.p. 1000 Winter Street
Suite 3700
Waltham MA 02451
No No Yes No
1317307 Atv Alliance Associates, L.l.c. 1000 Winter Street
Suite 3700
Waltham MA 02451
No No Yes No
1317308 Atv Associates Vii, L.l.c. 1000 Winter Street
Suite 3700
Waltham MA 02451
No No Yes No
1321046 Atv Alliance 2002, L.p. 1000 Winter Street
Suite 3700
Waltham MA 02451
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-21 938,634 $3.25 2,894,702 No 4 P Indirect By Advanced Technology Ventures VII, L.P.
Common Stock Acquisiton 2011-09-21 37,667 $3.25 116,163 No 4 P Indirect By Advanced Technology Ventures VII (B), L.P.
Common Stock Acquisiton 2011-09-21 18,105 $3.25 55,836 No 4 P Indirect By Advanced Technology Ventures VII (C), L.P.
Common Stock Acquisiton 2011-09-21 5,594 $3.25 17,249 No 4 P Indirect By ATV Entrepreneurs VII, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Advanced Technology Ventures VII, L.P.
No 4 P Indirect By Advanced Technology Ventures VII (B), L.P.
No 4 P Indirect By Advanced Technology Ventures VII (C), L.P.
No 4 P Indirect By ATV Entrepreneurs VII, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,956 Indirect By ATV Alliance 2002, L.P.
Footnotes
  1. The reported securities are owned directly by Advanced Technology Ventures VII, L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII, L.P. ATV Associates VII, L.L.C. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
  2. The reported securities are owned directly by Advanced Technology Ventures VII (B), L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII (B), L.P. ATV Associates VII, L.L.C. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
  3. The reported securities are owned directly by Advanced Technology Ventures VII (C), L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII (C), L.P. ATV Associates VII, L.L.C. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
  4. The reported securities are owned directly by ATV Entrepreneurs VII, L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of ATV Entrepreneurs VII, L.P. ATV Associates VII, L.L.C. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
  5. The reported securities are owned directly by ATV Alliance 2002, L.P. and indirectly by ATV Alliance Associates, L.L.C., as general partner of ATV Alliance 2002, L.P. ATV Alliance Associates, L.L.C. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.