Filing Details
- Accession Number:
- 0001209191-11-048921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-23 18:10:54
- Reporting Period:
- 2011-09-21
- Filing Date:
- 2011-09-23
- Accepted Time:
- 2011-09-23 18:10:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230355 | Trans1 Inc | TSON | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1306506 | A Michael Carusi | C/O Advanced Technology Ventures 1000 Winter Street, Suite 3700 Waltham MA 02451 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-21 | 938,634 | $3.25 | 2,894,702 | No | 4 | P | Indirect | By Advanced Technology Ventures VII, L.P. |
Common Stock | Acquisiton | 2011-09-21 | 37,667 | $3.25 | 116,163 | No | 4 | P | Indirect | By Advanced Technology Ventures VII (B), L.P. |
Common Stock | Acquisiton | 2011-09-21 | 18,105 | $3.25 | 55,836 | No | 4 | P | Indirect | By Advanced Technology Ventures VII (C), L.P. |
Common Stock | Acquisiton | 2011-09-21 | 5,594 | $3.25 | 17,249 | No | 4 | P | Indirect | By ATV Entrepreneurs VII, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Advanced Technology Ventures VII, L.P. |
No | 4 | P | Indirect | By Advanced Technology Ventures VII (B), L.P. |
No | 4 | P | Indirect | By Advanced Technology Ventures VII (C), L.P. |
No | 4 | P | Indirect | By ATV Entrepreneurs VII, L.P. |
Footnotes
- The reported securities are owned directly by Advanced Technology Ventures VII, L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII, L.P. Mr. Carusi is a managing director of ATV Associates VII, L.L.C. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The reported securities are owned directly by Advanced Technology Ventures VII (B), L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII (B), L.P. Mr. Carusi is a managing director of ATV Associates VII, L.L.C. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The reported securities are owned directly by Advanced Technology Ventures VII (C), L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of Advanced Technology Ventures VII (C), L.P. Mr. Carusi is a managing director of ATV Associates VII, L.L.C. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The reported securities are owned directly by ATV Entrepreneurs VII, L.P. and indirectly by ATV Associates VII, L.L.C., as general partner of ATV Entrepreneurs VII, L.P. Mr. Carusi is a managing director of ATV Associates VII, L.L.C. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.