Filing Details
- Accession Number:
- 0001140361-11-046828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-23 17:03:56
- Reporting Period:
- 2011-09-08
- Filing Date:
- 2011-09-23
- Accepted Time:
- 2011-09-23 17:03:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880643 | Genta Inc De | GNTA | Biological Products, (No Disgnostic Substances) (2836) | 330326866 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1100843 | Jr P Raymond Warrell | C/O Genta Incorporated 200 Connell Drive Berkeley Heights NJ 07922 | Chairman & Chief Exec Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-08 | 16,778,523 | $0.00 | 3,462,997,557 | No | 4 | C | Direct | |
Common Stock | Disposition | 2011-09-21 | 8,000,000 | $0.00 | 3,454,997,557 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-22 | 8,778,523 | $0.00 | 3,446,219,034 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 15% Senior Convertible Promissory Note | Acquisiton | 2011-09-08 | 0 | $0.00 | 16,778,523 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,758,468 | 2008-10-07 | 2013-09-04 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,170,499 | Indirect | By spouse |
Footnotes
- Includes 16,778,523 shares of common stock held jointly with Dr. Warrell's spouse, Dr. Itri, 9,237,920 shares potentially issuable upon the vesting of outstanding restricted stock units held by Dr. Warrell, 1,180,180,147 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due Sept. 4, 2013, held in joint account, 7,010,765 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 924,362,094 shares of common stock issuable upon the exercise of March 2010 Warrants held in joint account, 120,807,405 shares of common stock issuable upon the exercise of December 2010 Warrants held in joint account, 1,196,958,664 shares of common stock issuable upon the exercise of September 2011 Warrants held in joint account, 651,274 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Warrell's IRA and 7,010,765 issuable upon the exercise of September 2011 Warrants held by Dr. Warrell's IRA.
- Includes 3,161,191 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 10,516,174 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due September 4, 2013, held by Dr. Itri's IRA, 976,960 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Itri's IRA and 10,516,174 shares of common stock issuable upon the exercise of September 2011 Warrants.