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Home > Insider Trading > Filing (0001209191-11-048900)

Filing Details

Accession Number:: 0001209191-11-048900
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-09-23 17:03:23
Reporting Period:: 2011-09-21

Filing Date:: 2011-09-23
Accepted Time:: 2011-09-23 17:03:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029730	Ladenburg Thalmann Financial Services Inc	LTS	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	650701248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1181955	J Robert Eide	C/O Aegis Capital Corp 810 Seventh Avenue New York NY 10019		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-09-21	5,000	$1.65	109,877	No	4	S	Direct
Common Stock	Disposition	2011-09-22	5,000	$1.50	104,877	No	4	S	Direct
Common Stock	Disposition	2011-09-22	2,861	$1.51	102,016	No	4	S	Direct
Common Stock	Disposition	2011-09-22	22,223	$1.52	79,793	No	4	S	Direct
Common Stock	Disposition	2011-09-22	35,808	$1.53	43,985	No	4	S	Direct
Common Stock	Disposition	2011-09-22	5,916	$1.54	38,069	No	4	S	Direct
Common Stock	Disposition	2011-09-22	5,000	$1.55	33,069	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct