Filing Details

Accession Number:
0001477932-25-002981
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-04-25 16:01:36
Reporting Period:
2025-03-12
Filing Date:
2025-04-25
Accepted Time:
2025-04-25 16:01:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1775194 Upexi Inc. UPXI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1279925 Allan Marshall 3030 North Rocky Point Drive
Suite 420
Tampa FL 33607
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-04-17 657,895 $2.28 809,318 No 4 P Direct
Common Stock Acquisiton 2025-04-17 75,000 $0.00 884,318 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Convertible Preferred Stock Acquisiton 2025-03-12 125,000 $2.60 125,000 $2.60
Common Stock Warrants to purchase Common Stock Acquisiton 2025-04-17 500,000 $0.00 500,000 $2.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
125,000 No 4 P Direct
500,000 2030-04-17 No 4 A Direct
Footnotes
  1. The Reporting Person purchased these shares in a PIPE offering conducted by the Issuer. The shares are restricted securities subject to transfer restrictions under Rule 144 ofthe Securities Act until such time that they are registered pursuant to a registration statement or become eligible for resale otherwise.
  2. This award of the Shares is being made pursuant to the Issuer's Restricted Stock Award Agreement, subject to the following vesting schedule: 100% of the Shares vest on October 14, 2025. A portion of all of this award may be forfeited in the event of termination of employment.
  3. These Shares are convertible to Common Stock immediately.
  4. The Preferred Stock is perpetual and therefore has no expiration date.
  5. The warrants were awarded to the Reporting Person as compensation pursuant to his employment agreement. The warrants and the underlying shares are restrictedsecurities subject to Rule 144 of the Securities Act. The warrants are exercisable immediately until their expiration date.