Filing Details
- Accession Number:
- 0001477932-25-002980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-04-25 16:01:26
- Reporting Period:
- 2025-04-17
- Filing Date:
- 2025-04-25
- Accepted Time:
- 2025-04-25 16:01:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1775194 | Upexi Inc. | UPXI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311402 | James Andrew Norstrud | 3030 North Rocky Point Drive Suite 420 Tampa FL 33607 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-04-17 | 43,860 | $2.28 | 59,138 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2025-04-17 | 100,000 | $0.00 | 159,138 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Footnotes
- The Reporting Person purchased these shares in a PIPE offering conducted by the Issuer. The shares are restricted securities subject to transfer restrictions underRule 144 of the Securities Act until such time that they are registered pursuant to a registration statement or become eligible for resale otherwise.
- This award of the Shares is being made pursuant to the Issuer's Restricted Stock Award Agreement, subject to the following vesting schedule: 10,000 Shares vest per month over a period of 10 months commencing April 17, 2025. A portion of all of this award may be forfeited in the event of termination of employment.