Filing Details
- Accession Number:
- 0001179110-11-013522
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-23 13:20:12
- Reporting Period:
- 2011-09-21
- Filing Date:
- 2011-09-23
- Accepted Time:
- 2011-09-23 13:20:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207897 | Steven Spinner | C/O United Natural Foods, Inc. 313 Iron Horse Way Providence RI 02908 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-09-21 | 17,345 | $38.13 | 94,862 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-22 | 22,500 | $24.54 | 117,362 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-22 | 12,311 | $24.30 | 129,673 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-22 | 37,811 | $37.03 | 91,862 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-09-22 | 22,500 | $0.00 | 22,500 | $24.54 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-09-22 | 12,311 | $0.00 | 12,311 | $24.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,500 | 2018-09-16 | No | 4 | M | Direct | |
12,311 | 2019-09-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,518 | Indirect | See footnote |
Footnotes
- The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $38.00 to $38.45.
- The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $37.00 to $37.14.
- Includes 258 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan as well as 2,260 shares held by a daughter(1) of the reporting person, 1,500 shares held by a daughter(2) of the reporting person, and 1,500 shares held by the brother of the reporting person, as custodian for a daughter(3) of the reporting person as of September 22, 2011.
- The stock options vest and become exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of the date of grant.