Filing Details

Accession Number:
0000717724-11-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-23 11:51:59
Reporting Period:
2011-09-21
Filing Date:
2011-09-23
Accepted Time:
2011-09-23 11:51:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
903343 S Elliot Jaffe C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2011-09-22 100,000 $24.85 100,000 No 4 P Indirect See Footnote (2)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote (2)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Option To Buy Acquisiton 2011-09-21 10,000 $0.00 10,000 $26.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2012-09-21 2021-09-21 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 524,557 Direct
Common 381,469 Indirect See Footnote (1)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Option To Buy $11.84 2006-10-12 2015-10-12 240,000 240,000 Direct
Common Option to Buy $14.06 2008-11-28 2017-11-28 10,000 10,000 Direct
Comon Option to Buy $14.99 2009-09-18 2018-09-18 5,000 5,000 Direct
Common Option to Buy $17.67 2010-09-24 2019-09-24 5,000 5,000 Direct
Common Option To Buy $23.39 2011-09-23 2020-09-23 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-10-12 240,000 240,000 Direct
2017-11-28 10,000 10,000 Direct
2018-09-18 5,000 5,000 Direct
2019-09-24 5,000 5,000 Direct
2020-09-23 10,000 10,000 Direct
Footnotes
  1. Shares are held by Roslyn Jaffe, Mr. Jaffe's wife. Mr. Jaffe disclaims beneficial ownership of these shares.
  2. Mr. Jaffe purchased 100,000 shares on behalf of the Jaffe Family Foundation. Mr. Jaffe is President of the Foundation. Mr. Jaffe disclaims any beneficial ownershp of these shares.
  3. Granted under the Company's 2001 Stock Incentive Plan.
  4. Granted under the Company's 2010 Stock Incentive Plan.
  5. Exercisable in five equal annual installments with the first installment on the date indicated.
  6. Exercisable in three equal annual installments with the first installment on the date indicated.
  7. Exercisable in four equal annual installment with the first installment on the date indicated.