Filing Details
- Accession Number:
- 0001209191-11-048818
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-22 21:10:51
- Reporting Period:
- 2011-09-20
- Filing Date:
- 2011-09-22
- Accepted Time:
- 2011-09-22 21:10:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 764065 | Cliffs Natural Resources Inc. | CLF | Metal Mining (1000) | 341464672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1328270 | A Joseph Carrabba | 200 Public Square Suite 3300 Cleveland OH 44114-2315 | Chairman, Pres. & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-09-20 | 5,000 | $74.32 | 174,869 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-21 | 5,000 | $65.53 | 169,869 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,466 | Indirect | VNQDC |
Footnotes
- The sales were effected pursuant to Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2011.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to 74.50, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares sold at each separate price within the range.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.75 to 67.50, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares sold at each separate price within the range.
- Held for the benefit of the Reporting Person by the Cliffs Natural Resources Inc. 2005 Voluntary Non-Qualified Deferred Compensation Plan ("VNQDC").
Billionaire Hedge Funds
