Filing Details
- Accession Number:
- 0001140361-11-046728
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-22 17:58:18
- Reporting Period:
- 2011-09-20
- Filing Date:
- 2011-09-22
- Accepted Time:
- 2011-09-22 17:58:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162461 | Cutera Inc | CUTR | Electromedical & Electrotherapeutic Apparatus (3845) | 770492262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1285172 | J Ronald Santilli | C/O Cutera, Inc., 3240 Bayshore Blvd Brisbane CA 94005 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-20 | 5,000 | $5.50 | 44,889 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-20 | 5,000 | $7.29 | 39,889 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-21 | 5,000 | $5.50 | 44,889 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-21 | 5,000 | $7.30 | 39,889 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-22 | 5,000 | $5.50 | 44,889 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-22 | 5,000 | $7.08 | 39,889 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-20 | 5,000 | $0.00 | 5,000 | $5.50 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-21 | 5,000 | $0.00 | 5,000 | $5.50 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-22 | 5,000 | $0.00 | 5,000 | $5.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2002-09-14 | 2011-09-24 | No | 4 | M | Direct |
| 10,000 | 2002-09-14 | 2011-09-24 | No | 4 | M | Direct |
| 5,000 | 2002-09-14 | 2011-09-24 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- Shares were sold between the range of $7.22 and $7.4; full information regarding the number of shares sold at each seperate price to be provided upon request by the Commissioner staff, the issuer, or a security holder of the issuer.
- Options vest according to the following schedule: 1/4 upon the date exercisable, and 1/48 per month thereafter.
- Shares were sold between the range of $7.27 and $7.3801; full information regarding the number of shares sold at each seperate price to be provided upon request by the Commissioner staff, the issuer, or a security holder of the issuer.
- Shares were sold between the range of $7.01 and $7.14; full information regarding the number of shares sold at each seperate price to be provided upon request by the Commissioner staff, the issuer, or a security holder of the issuer.
Billionaire Hedge Funds
