Filing Details

Accession Number:
0001398344-25-007139
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-04-15 12:22:43
Reporting Period:
2025-02-25
Filing Date:
2025-04-15
Accepted Time:
2025-04-15 12:22:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389545 Novabay Pharmaceuticals Inc. NBY Pharmaceutical Preparations (2834) 680454536
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1588217 Jad Fakhry 330 Primrose Road, Suite 400
Burlingame CA 94010
No No Yes No
1588273 Poplar Point Capital Management Llc 330 Primrose Road, Suite 400
Burlingame CA 94010
No No Yes No
1588288 Poplar Point Capital Gp Llc 330 Primrose Road, Suite 400
Burlingame CA 94010
No No Yes No
1588289 Poplar Point Capital Partners Lp 330 Primrose Road, Suite 400
Burlingame CA 94010
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2025-02-25 25,033 $0.62 730,205 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2025-02-26 6,302 $0.61 736,507 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2025-02-27 385 $0.61 736,892 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2025-02-28 13,108 $0.60 750,000 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2025-03-04 4,000 $0.58 754,000 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2025-03-07 102 $0.55 754,102 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. This Form 4 is being jointly filed by Poplar Point Capital Partners LP ("PPCP"), Poplar Point Capital Management LLC ("PPCM"), Poplar Point Capital GP LLC ("PPCGP"), and Mr. Jad Fakhry (collectively with PPCP, PPCM and PPCGP, the "Reporting Persons") with respect to shares of common stock of the above named issuer owned by PPCP. PPCM is the investment manager of PPCP. PPCGP is the general partner of PPCP. Mr. Fakhry is the manager of PPCM and PPCGP, and owns a controlling interest in, PPCM and PPCGP. The filing of this statement shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any securities covered by the statement other than the securities actually owned by such person (if any).