Filing Details
- Accession Number:
- 0001127602-11-025815
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-22 16:12:25
- Reporting Period:
- 2011-09-22
- Filing Date:
- 2011-09-22
- Accepted Time:
- 2011-09-22 16:12:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 714310 | Valley National Bancorp | VLY | National Commercial Banks (6021) | 222477875 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1169699 | D Alan Eskow | 1455 Valley Road Wayne NJ 07470- | Senior Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-22 | 2,000 | $9.77 | 152,976 | No | 4 | P | Direct | |
| Common Stock (Roth Ira) | Acquisiton | 2011-09-22 | 1,150 | $9.87 | 10,075 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 987 | Indirect | Ira/wife |
| Common Stock (401K Plan) | 3,847 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/NQ | $12.50 | 2011-11-15 | 2020-11-15 | 20,162 | 20,162 | Direct |
| Common Stock | Stock Option/NQ | $16.22 | 2002-11-27 | 2011-11-27 | 13,295 | 13,295 | Direct |
| Common Stock | Stock Options | $16.98 | 2003-11-18 | 2012-11-18 | 13,081 | 13,081 | Direct |
| Common Stock | Stock Options | $19.80 | 2004-11-17 | 2013-11-17 | 17,729 | 17,729 | Direct |
| Common Stock | Stock Options | $19.88 | 2005-11-16 | 2014-11-16 | 16,887 | 16,887 | Direct |
| Common Stock | Stock Options | $18.41 | 2006-11-14 | 2015-11-14 | 19,430 | 19,430 | Direct |
| Common Stock | Stock Options | $20.14 | 2007-11-13 | 2016-11-13 | 21,059 | 21,059 | Direct |
| Common Stock | Stock Options | $15.38 | 2009-02-12 | 2018-02-12 | 20,057 | 20,057 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-11-15 | 20,162 | 20,162 | Direct |
| 2011-11-27 | 13,295 | 13,295 | Direct |
| 2012-11-18 | 13,081 | 13,081 | Direct |
| 2013-11-17 | 17,729 | 17,729 | Direct |
| 2014-11-16 | 16,887 | 16,887 | Direct |
| 2015-11-14 | 19,430 | 19,430 | Direct |
| 2016-11-13 | 21,059 | 21,059 | Direct |
| 2018-02-12 | 20,057 | 20,057 | Direct |
Footnotes
- Adjusted for additional shares acquired through Dividend Reinvestment Plan.
- Valley National Bancorp declared a 5% stock dividend on April 13, 2011, to shareholders of record on May 6, 2011, payable May 20, 2011.
- Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
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