Filing Details
- Accession Number:
- 0001127602-11-025805
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-22 15:45:11
- Reporting Period:
- 2011-09-22
- Filing Date:
- 2011-09-22
- Accepted Time:
- 2011-09-22 15:45:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 714310 | Valley National Bancorp | VLY | National Commercial Banks (6021) | 222477875 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1169958 | H Gerald Lipkin | 1455 Valley Road Wayne NJ 07470- | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-22 | 5,000 | $9.80 | 221,158 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,615 | Indirect | Spouse - Roth IRA |
| Common Stock | 204,577 | Indirect | Wife |
| Common Stock (401K Plan) | 40 | Direct | |
| Common Stock (Roth Ira) | 61,161 | Direct | |
| Common Stock (With Spouse) | 147 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/NQ | $12.50 | 2011-11-15 | 2020-11-15 | 41,920 | 41,920 | Direct |
| Common Stock | Stock Option/NQ | $17.21 | 2002-02-15 | 2012-02-15 | 29,357 | 29,357 | Direct |
| Common Stock | Stock Options | $17.20 | 2002-02-15 | 2012-02-15 | 1,670 | 1,670 | Direct |
| Common Stock | Stock Options | $16.53 | 2004-03-01 | 2013-03-01 | 10,858 | 10,858 | Direct |
| Common Stock | Stock Options | $19.00 | 2005-02-26 | 2014-02-26 | 29,548 | 29,548 | Direct |
| Common Stock | Stock Options | $19.04 | 2006-02-08 | 2015-02-08 | 28,143 | 28,143 | Direct |
| Common Stock | Stock Options | $18.09 | 2007-02-15 | 2016-02-15 | 33,503 | 33,503 | Direct |
| Common Stock | Stock Options | $20.32 | 2008-02-13 | 2017-02-13 | 44,670 | 44,670 | Direct |
| Common Stock | Stock Options | $15.38 | 2009-02-12 | 2018-02-12 | 42,544 | 42,544 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-11-15 | 41,920 | 41,920 | Direct |
| 2012-02-15 | 29,357 | 29,357 | Direct |
| 2012-02-15 | 1,670 | 1,670 | Direct |
| 2013-03-01 | 10,858 | 10,858 | Direct |
| 2014-02-26 | 29,548 | 29,548 | Direct |
| 2015-02-08 | 28,143 | 28,143 | Direct |
| 2016-02-15 | 33,503 | 33,503 | Direct |
| 2017-02-13 | 44,670 | 44,670 | Direct |
| 2018-02-12 | 42,544 | 42,544 | Direct |
Footnotes
- Valley National Bancorp declared a 5% stock dividend on April 13, 2011, to shareholders of record on May 6, 2011, payable May 20, 2011.
- Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
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