Filing Details

Accession Number:
0001213900-25-030066
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2025-04-08 21:36:46
Reporting Period:
2025-03-26
Filing Date:
2025-04-08
Accepted Time:
2025-04-08 21:36:46
Original Submission Date:
2025-03-28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1979414 Neonc Technologies Holdings Inc. NTHI Pharmaceutical Preparations (2834) 921954864
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1997371 Keithly Garnett C/O Neonc Technologies Holdings, Inc.
2 Dole Drive
Westlake Village CA 91362
Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2025-03-26 687 $0.00 37,231 No 4 J Indirect By The Hilkiah Group LLC.
Common Stock Acquisiton 2025-03-26 13,438 $12.00 50,669 No 4 X Indirect By The Hilkiah Group LLC
Common Stock Disposition 2025-03-26 6,450 $25.00 44,219 No 4 S Indirect By The Hilkiah Group LLC
Common Stock Disposition 2025-03-26 166 $19.13 44,053 No 4 S Indirect By The Hilkiah Group LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By The Hilkiah Group LLC.
No 4 X Indirect By The Hilkiah Group LLC
No 4 S Indirect By The Hilkiah Group LLC
No 4 S Indirect By The Hilkiah Group LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Disposition 2025-03-26 13,438 $0.00 13,438 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-03-26 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 240,000 Direct
Footnotes
  1. Transfer of shares of common stock held by HCWG LLC ("HCWG") pursuant to agreement. Reporting Person is the sole member of the direct holder of the shares. See also footnote 3.
  2. Not applicable. Number of shares transferred was based on a per share value of $18.
  3. Reporting Person owns such shares by virtue of being the sole member of The Hilkiah Group LLC, which holds a 4.3% interest in HCWG. HCWG is the direct holder of Issuer's shares.
  4. On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG.
  5. Not applicable.