Filing Details
- Accession Number:
- 0001213900-25-030066
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2025-04-08 21:36:46
- Reporting Period:
- 2025-03-26
- Filing Date:
- 2025-04-08
- Accepted Time:
- 2025-04-08 21:36:46
- Original Submission Date:
- 2025-03-28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1979414 | Neonc Technologies Holdings Inc. | NTHI | Pharmaceutical Preparations (2834) | 921954864 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1997371 | Keithly Garnett | C/O Neonc Technologies Holdings, Inc. 2 Dole Drive Westlake Village CA 91362 | Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2025-03-26 | 687 | $0.00 | 37,231 | No | 4 | J | Indirect | By The Hilkiah Group LLC. |
Common Stock | Acquisiton | 2025-03-26 | 13,438 | $12.00 | 50,669 | No | 4 | X | Indirect | By The Hilkiah Group LLC |
Common Stock | Disposition | 2025-03-26 | 6,450 | $25.00 | 44,219 | No | 4 | S | Indirect | By The Hilkiah Group LLC |
Common Stock | Disposition | 2025-03-26 | 166 | $19.13 | 44,053 | No | 4 | S | Indirect | By The Hilkiah Group LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By The Hilkiah Group LLC. |
No | 4 | X | Indirect | By The Hilkiah Group LLC |
No | 4 | S | Indirect | By The Hilkiah Group LLC |
No | 4 | S | Indirect | By The Hilkiah Group LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Disposition | 2025-03-26 | 13,438 | $0.00 | 13,438 | $12.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2025-03-26 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 240,000 | Direct |
Footnotes
- Transfer of shares of common stock held by HCWG LLC ("HCWG") pursuant to agreement. Reporting Person is the sole member of the direct holder of the shares. See also footnote 3.
- Not applicable. Number of shares transferred was based on a per share value of $18.
- Reporting Person owns such shares by virtue of being the sole member of The Hilkiah Group LLC, which holds a 4.3% interest in HCWG. HCWG is the direct holder of Issuer's shares.
- On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG.
- Not applicable.