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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1979414	Neonc Technologies Holdings Inc.	NTHI	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1443035	F Amir Heshmatpour	C/O Neonc Technologies Holdings, Inc. 2 Dole Drive Westlake Village CA 91362		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2025-03-26	3,996	$0.00	216,459	No	4	J	Indirect	By HCWG LLC
Common Stock	Acquisiton	2025-03-26	78,125	$12.00	294,584	No	4	X	Indirect	By HCWG LLC
Common Stock	Disposition	2025-03-26	37,500	$25.00	257,084	No	4	S	Indirect	By HCWG LLC
Common Stock	Disposition	2025-03-26	964	$19.13	256,120	No	4	S	Indirect	By HCWG

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By HCWG LLC
No	4	X	Indirect	By HCWG LLC
No	4	S	Indirect	By HCWG LLC
No	4	S	Indirect	By HCWG

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant (right to buy)	Disposition	2025-03-26	78,125	$0.00	78,125	$12.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2025-03-26		No	4	X	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,025,000	Direct
Common Stock	550,000	Indirect	By KIG LLC
Common Stock	3,714,020	Indirect	By AFH Holdings & Advisory, LLC.

Footnotes

Transfer of shares held by HCWG LLC ("HCWG") pursuant to agreement.
Not applicable. Number of shares transferred was based on a per share value of $18.
The shares reported as indirectly held herein by HCWG represent only Reporting Person's interest in HCWG.
On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG.
Includes (i) 500,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.
Not applicable.