Filing Details
- Accession Number:
- 0001213900-25-030064
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2025-04-08 21:36:06
- Reporting Period:
- 2025-03-26
- Filing Date:
- 2025-04-08
- Accepted Time:
- 2025-04-08 21:36:06
- Original Submission Date:
- 2025-03-28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1979414 | Neonc Technologies Holdings Inc. | NTHI | Pharmaceutical Preparations (2834) | 921954864 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1997455 | Patrick Walters | C/O Neonc Technologies Holdings, Inc. 2 Dole Drive Westlake Village CA 91362 | Coo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2025-03-26 | 1,231 | $0.00 | 66,669 | No | 4 | J | Indirect | By HCWG LLC |
| Common Stock | Acquisiton | 2025-03-26 | 24,063 | $12.00 | 90,732 | No | 4 | X | Indirect | By HCWG LLC |
| Common Stock | Disposition | 2025-03-26 | 11,550 | $25.00 | 79,182 | No | 4 | S | Indirect | By HCWG LLC |
| Common Stock | Disposition | 2025-03-26 | 297 | $19.13 | 78,885 | No | 4 | S | Indirect | By HCWG LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | By HCWG LLC |
| No | 4 | X | Indirect | By HCWG LLC |
| No | 4 | S | Indirect | By HCWG LLC |
| No | 4 | S | Indirect | By HCWG LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Disposition | 2025-03-26 | 24,063 | $0.00 | 24,063 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-03-26 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 797,488 | Direct |
Footnotes
- Transfer of shares of common stock held by HCWG LLC ("HCWG") pursuant to agreement.
- Not applicable. Number of shares transferred was based on a per share value of $18.
- The shares reported herein represent only Reporting Person's percentage interest in HCWG LLC.
- On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG.
- Not applicable.
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