Filing Details
- Accession Number:
- 0001437749-25-011242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-04-07 19:02:35
- Reporting Period:
- 2025-04-03
- Filing Date:
- 2025-04-07
- Accepted Time:
- 2025-04-07 19:02:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1356115 | Nexpoint Diversified Real Estate Trust | NXDT | Real Estate Investment Trusts (6798) | 800139099 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1617176 | David Dustin Norris | 300 Crescent Court, Suite 700 Dallas TX 75201 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-04-03 | 54,000 | $3.85 | 183,399 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2025-04-04 | 12,437 | $0.00 | 195,836 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2025-04-07 | 300,000 | $3.53 | 495,836 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Shares Units | Acquisiton | 2025-04-03 | 46,883 | $0.00 | 46,883 | $0.00 |
| Common Shares | Restricted Shares Units | Disposition | 2025-04-04 | 12,437 | $0.00 | 12,437 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,883 | No | 4 | A | Direct | ||
| 24,876 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 58,091 | Indirect | By 401(k) Plan |
Footnotes
- Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.
- Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.47 to $3.63, inclusive. The reporting person undertakes to provide to NexPoint Diversified Real Estate Trust, any security holder of NexPoint Diversified Real Estate Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- On April 3, 2025, the reporting person was granted 46,883 restricted shares units. The restricted shares units will vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
- On April 4, 2023, the reporting person was granted 49,751 restricted shares units. The restricted shares units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025, and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
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