Home > Insider Trading > Filing (0001321732-25-000070)

Filing Details

Accession Number:: 0001321732-25-000070
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2025-04-04 20:38:20
Reporting Period:: 2025-04-02

Filing Date:: 2025-04-04
Accepted Time:: 2025-04-04 20:38:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1321732	Penumbra Inc	PEN	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1651323	Adam Elsesser	One Penumbra Place Alameda CA 94502	Ceo And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2025-04-02	41,308	$30.00	69,060	No	4	M	Direct
Common Stock	Disposition	2025-04-02	1,358	$267.36	67,702	No	4	S	Direct
Common Stock	Disposition	2025-04-02	1,000	$268.39	66,702	No	4	S	Direct
Common Stock	Disposition	2025-04-02	1,700	$269.25	65,002	No	4	S	Direct
Common Stock	Disposition	2025-04-02	900	$270.34	64,102	No	4	S	Direct
Common Stock	Disposition	2025-04-02	1,350	$271.41	62,752	No	4	S	Direct
Common Stock	Disposition	2025-04-02	300	$272.00	62,452	No	4	S	Direct
Common Stock	Disposition	2025-04-02	4,208	$273.71	58,244	No	4	S	Direct
Common Stock	Disposition	2025-04-02	5,248	$274.22	52,996	No	4	S	Direct
Common Stock	Disposition	2025-04-02	36	$275.24	52,960	No	4	S	Direct
Common Stock	Disposition	2025-04-02	400	$275.99	52,560	No	4	S	Direct
Common Stock	Disposition	2025-04-02	65	$277.63	52,495	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2025-04-02	41,308	$0.00	41,308	$30.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
307,740		2025-09-16	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	837,582	Indirect	By Trust

Footnotes

The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.
This transaction was executed in multiple trades at prices ranging from $266.93 to $267.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $268.01 to $268.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $269.13 to $269.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $270.06 to $270.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $271.14 to $271.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $273.40 to $273.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $273.93 to $274.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $277.38 to $277.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Shares are held by the Siegel/Elsesser Revocable Trust.
All shares are vested and exercisable.