Filing Details
- Accession Number:
- 0001104659-25-032181
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-04-04 16:01:26
- Reporting Period:
- 2024-08-23
- Filing Date:
- 2025-04-04
- Accepted Time:
- 2025-04-04 16:01:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1963088 | Atlasclear Holdings Inc. | ATCH | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1677188 | Atlas Fintech Holdings Corp. | C/O Atlasclear Holdings, Inc. 4030 Henderson Blvd., Suite 712 Tampa FL 33629 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-08-23 | 46,471 | $17.29 | 84,911 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2024-08-23 | 2,565 | $51.72 | 107,202 | No | 4 | J | Direct | |
Common Stock | Disposition | 2024-11-18 | 6,250 | $15.93 | 100,952 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-11-19 | 2,083 | $12.99 | 98,869 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2025-01-22 | 27,282 | $4.64 | 126,151 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct |
Footnotes
- Represents restricted shares of Common Stock issued to the Reporting Person at a price of $17.29 per share to satisfy approximately $803,000 of previous cash advances by the Reporting Person to the Issuer to cover costs and expenses with a Business Combination Agreement.
- Represents additional restricted shares of Common Stock issued to the Reporting Person as consideration for advancing the Issuer 19,727 shares of registered Common Stock to satisfy accrued interest obligations to third party convertible noteholders.
- Represents aggregate open market sales on this date at a weighted average price of $15.93 with a range of sale prices of $13.37 to $17.48. The Reporting Person undertakes to provide the SEC staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price upon request.
- Represents aggregate open market sales on this date at a weighted average price of $12.99 with a range of sale prices of $12.24 to $13.23. The Reporting Person undertakes to provide the SEC staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price upon request.
- Represents shares of restricted Common Stock issued to the Reporting Person by the Issuer in consideration and satisfaction of $126,667 of funds previously advanced to the Issuer.