Filing Details

Accession Number:
0001628280-25-016684
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2025-04-03 19:40:25
Reporting Period:
2023-11-29
Filing Date:
2025-04-03
Accepted Time:
2025-04-03 19:40:25
Original Submission Date:
2023-11-30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1831097 Agilon Health Inc. AGL () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1446919 A. Jeffrey Schwaneke C/O Agilon Health, Inc.
440 Polaris Parkway, Suite 550
Westerville OH 43082
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-29 22,300 $11.22 22,300 No 4 P Indirect By trust
Common Stock Acquisiton 2025-04-01 428,922 $0.00 1,130,552 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By trust
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options (Right to buy) Acquisiton 2025-04-01 673,077 $0.00 673,077 $4.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
673,077 2035-04-01 No 4 A Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.12 to $11.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
  2. This transaction was originally reported in November 2023 and is hereby amended to clarify that the shares were purchased by and are held in the Schwaneke Family Joint Spousal Trust.
  3. Restricted stock units that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment.
  4. Includes Performance Stock Units which may become vested subject to attainment (based on 40 trading day average closing price, exceeding twice the closing price of the Company's stock price on date of grant) and within three years from grant date.
  5. Includes restricted stock units.
  6. Options that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment.