Filing Details
- Accession Number:
- 0001628280-25-016684
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2025-04-03 19:40:25
- Reporting Period:
- 2023-11-29
- Filing Date:
- 2025-04-03
- Accepted Time:
- 2025-04-03 19:40:25
- Original Submission Date:
- 2023-11-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1831097 | Agilon Health Inc. | AGL | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1446919 | A. Jeffrey Schwaneke | C/O Agilon Health, Inc. 440 Polaris Parkway, Suite 550 Westerville OH 43082 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-11-29 | 22,300 | $11.22 | 22,300 | No | 4 | P | Indirect | By trust |
Common Stock | Acquisiton | 2025-04-01 | 428,922 | $0.00 | 1,130,552 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By trust |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options (Right to buy) | Acquisiton | 2025-04-01 | 673,077 | $0.00 | 673,077 | $4.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
673,077 | 2035-04-01 | No | 4 | A | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.12 to $11.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- This transaction was originally reported in November 2023 and is hereby amended to clarify that the shares were purchased by and are held in the Schwaneke Family Joint Spousal Trust.
- Restricted stock units that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment.
- Includes Performance Stock Units which may become vested subject to attainment (based on 40 trading day average closing price, exceeding twice the closing price of the Company's stock price on date of grant) and within three years from grant date.
- Includes restricted stock units.
- Options that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment.