Filing Details

Accession Number:
0001628280-25-016650
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-04-03 18:07:09
Reporting Period:
2025-04-01
Filing Date:
2025-04-03
Accepted Time:
2025-04-03 18:07:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1788882 Root Inc. ROOT Fire, Marine & Casualty Insurance (6331) 842717903
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1815994 E. Alexander Timm C/O Root, Inc.
80 E. Rich Street, Suite 500
Columbus OH 43215
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2025-04-01 8,736 $128.60 166,306 No 4 F Direct
Class A Common Stock Disposition 2025-04-01 3,537 $128.60 162,769 No 4 F Direct
Class A Common Stock Disposition 2025-04-01 1,144 $134.01 161,625 No 4 S Direct
Class A Common Stock Acquisiton 2025-04-01 41,979 $0.00 203,604 No 4 M Direct
Class A Common Stock Disposition 2025-04-01 19,352 $128.60 184,252 No 4 F Direct
Class A Common Stock Disposition 2025-04-02 7,353 $124.78 176,899 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Performance-Based Restricted Stock Units Disposition 2025-04-01 41,979 $0.00 41,979 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
146,927 2028-04-01 No 4 M Direct
Footnotes
  1. These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
  2. The shares were sold pursuant to a 10b5-1 trading plan.
  3. Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 20,990 on April 1, 2024; 41,979 on April 1, 2025; 62,969 on April 1, 2026; and 83,958 on April 1, 2027 and upon ROOT Class A common stock achieving a specified average closing price per share over 45 consecutive trading days on or after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90.