Filing Details

Accession Number:
0001462184-25-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-04-03 18:05:00
Reporting Period:
2025-04-01
Filing Date:
2025-04-03
Accepted Time:
2025-04-03 18:05:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1585389 Smartstop Self Storage Reit Inc. SMA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1462184 Harold Perry 10 Terrace Road
Ladera Ranch CA 92694
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-04-02 3,000 $30.00 3,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Long-Term Incentive Plan Units Acquisiton 2025-04-01 7,678 $0.00 7,678 $0.00
Class A Common Stock Long-Term Incentive Plan Units Acquisiton 2025-04-02 1,920 $0.00 1,920 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,678 No 4 A Direct
1,920 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9,657 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Long-Term Incentive Plan Units $0.00 2,980 2,980 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,980 2,980 Direct
Footnotes
  1. Represents 3,000 shares of common stock acquired pursuant to a directed share program in connection with the Issuer's underwritten public offering, which shares were purchased at the public offering price.
  2. Represents 9,657.19 shares of Class A Common Stock previously reported as being owned by the Reporting Person.
  3. Includes securities previously reported as being owned by the Reporting Person adjusted for the one-for-four reverse stock split of the Issuer's issued and outstanding shares of Class A Common Stock and the one-for-four reverse unit split of the Operating Partnership's (as defined below) issued and outstanding partnership units(collectively, the "Reverse Equity Splits"). As a result of the Reverse Equity Splits, every four shares of the Issuer's Class A Common Stock and every four of the Operating Partnership's partnership units were automatically changed into one issued and outstanding share of Class A Common Stock or partnership units, as applicable, rounded to the nearest 1/1000th share or partnership unit.
  4. Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of the Issuer's Class A Common Stock on a one-for-one basis or the cash value of such shares.
  5. Represents 7,678 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which LTIP Units vest ratably over four years commencing on the first anniversary of the issuance thereof, subject to the Reporting Person's continued service through each vesting date.
  6. Represents 1,920 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which LTIP Units vest ratably over four years commencing on the first anniversary of the issuance thereof, subject to the Reporting Person's continued employment or service through each vesting date.
  7. Represents 2,980.25 LTIP Units previously reported as being owned by the Reporting Person. The LTIP Units were issued to the Reporting Person in connection with his reelection to the board of directors and vest one year from each such reelection.