Filing Details
- Accession Number:
- 0001971552-25-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-04-03 16:45:52
- Reporting Period:
- 2025-04-01
- Filing Date:
- 2025-04-03
- Accepted Time:
- 2025-04-03 16:45:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1828937 | Finance Of America Companies Inc. | FOA | Mortgage Bankers & Loan Correspondents (6162) | 853474065 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1971552 | N Kristen Sieffert | C/O Finance Of America Companies Inc., 5830 Granite Parkway, Suite 400 Plano TX 75024 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2025-04-01 | 5,428 | $0.00 | 56,403 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2025-04-01 | 1,974 | $21.26 | 54,429 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2025-04-01 | 13,441 | $0.00 | 67,870 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2025-04-01 | 4,808 | $21.26 | 63,062 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2025-04-01 | 41,666 | $0.00 | 104,728 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2025-04-01 | 16,929 | $21.26 | 87,799 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2025-04-01 | 750 | $21.09 | 87,049 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2025-04-01 | 5,428 | $0.00 | 5,428 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2025-04-01 | 13,441 | $0.00 | 13,441 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2025-04-01 | 41,666 | $0.00 | 41,666 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Acquisiton | 2025-04-01 | 88,088 | $0.00 | 88,088 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 13,440 | No | 4 | M | Direct | ||
| 83,334 | No | 4 | M | Direct | ||
| 88,088 | No | 4 | A | Direct |
Footnotes
- The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.
- Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
- Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.
- Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2023, subject to the Reporting Person's continued employment.
- Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2024, subject to the Reporting Person's continued employment.
- Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.
- These shares were sold in multiple transactions each at the price of $21.0917.
- Represents additional RSUs granted to the Reporting Person on April 1, 2025. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest on the first, second, and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.
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